Description:
Must haves: 5 10+ years of Compliance experience within a full-service investment dealer or capital markets environment Hands-on compliance coverage of Debt and Equity products, including: Fixed Income (FIC) Equities Listed and OTC derivatives Options Strong experience supporting institutional and corporate clients (Retail banking or retail compliance profiles are not suitable) Extensive interaction with Canadian regulators and audits/exams Deep knowledge ofCIRO / IIROC rules, National Instrumen
Jan 8, 2026;
from:
dice.com